About City Equities Limited

The Specialist In Penny Shares

City Equities Limited was established in December 1992 and has since achieved considerable growth, developing a solid reputation within our industry. We focus exclusively on the smaller companies sector ­ 'penny shares' which have the potential to deliver substantial capital growth. We have been successful in consolidating our position as one of the market leaders, capitalising on our collective years of experience in this sector.

As a customer of City Equities Limited, you benefit from an experienced team of investment professionals and our tightly managed 'back-office' systems. Everything we do, from providing research reports to settling your trades, is monitored continuously to ensure we deliver the service levels you have a right to expect.

It is also important to stress that you are not, and never will be, under any obligation to transact business with us.

What you gain as a customer

You might be asking, "Why do I need to become a customer of City Equities Limited? What's in it for me?" Well, there are several reasons, ranging from excellent customer service to high-quality equities research. But there are two reasons that really stand out.

Firstly, because we have significant buying power, we can act as an institutional investor; therefore we have access to numerous new issues and placings not available to the general public, our authorisation also allows us to arrange deals in investments, including corporate finance business.

Secondly, because we act as 'principal' in the majority of deals we do for customers. This means City Equities Limited will identify a share through our research team, and then purchase stock in that company "IN SIZE". Because of the size of our purchase we receive a discount to the yellow strip price. The fact that City Equities Limited act as 'principal' means you will never pay commission on purchases recommended by us and we can also, on occasion, secure preferential discounts to the offer price for our customers.

When selecting investments that we think will contribute positively to our customers' portfolios, we uphold a stipulation to only deal in UK-listed stocks either on the Official List or the Alternative Investment Market (AIM) and even this is dependent on there being no less than two active independent market makers in any situation.

You'll Find Us At The Heart Of The City

One of a limited number of specialist licensed penny share equity dealers in the U.K, City Equities Limited, as our name suggests, is based in the City of London. This proximity to the country's leading specialist brokers and information providers is not accidental. We believe it can only help us consolidate and expand our network of relationships within the investment community.

Authorised And Regulated By The Financial Services Authority

Regulation is the cornerstone of everything we do, providing a secure and reliable trading environment for our customers. City Equities Limited is authorised and regulated by the Financial Services Authority (FSA). Our FSA registration number is 155051.
The FSA website address is http://www.fsa.gov.uk.



Risk Warning

There is an extra risk of losing money when shares are bought in some smaller companies including 'Penny Shares'. There is a big difference between the buying price and the selling price of these shares. If they have to be sold immediately, you may get back much less than you paid for them or you may have difficulty in selling them. Past performance is not a reliable indicator of future results. The price may change quickly and it may go down as well as up. You could lose every penny put into a particular share.

The information contained above has been compiled from documented sources which are believed to be reliable but, due to their very nature, are subject to a degree of historical inaccuracy and have not been independently verified and cannot be guaranteed. The pages on this website are provided for information only. City Equities Limited will not accept responsibility for loss incurred by any person or body acting, or refraining from acting, as a result of information and/or opinions given anywhere on this website. Issued by City Equities Limited, Aldermary House, 10-15 Queen Street, London, EC4N 1TY. Registered in England. Registered No. 2742847. Registered Address: Amwell House, 19 Amwell Street, Hoddeson, Herts. EN11 8TS. City Equities Limited is Authorised and regulated by the Financial Services Authority. Registration No. 155051.